Recent Updates — BNY

The Bank of New York Mellon Corporation filed an underwriting agreement dated October 19, 2026, with Barclays Capital Inc., BofA Securities, Deutsche Bank Securities, Goldman Sachs, Morgan Stanley, and BNY Mellon Capital Markets. The agreement relates to the public offering of 1,250,000 depositary shares, each representing a one-hundredth interest in a share of Series O Noncumulative Perpetual Preferred Stock with a $100,000 liquidation preference per underlying share. The filing also includes the Certificate of Designations filed on October 27, 2026, which establishes the preferences and restrictions for the new preferred stock class, including dividend payment restrictions relative to junior securities. BNY Mellon operates as a global financial services firm providing asset management, custody, and treasury services.

The Bank of New York Mellon Corporation elected Vikram Malhotra as an independent member of its Board, effective October 1, 2026. The company subsequently appointed Mr. Malhotra to the Risk Committee and Finance Committee on October 13, 2026. This filing serves as an amendment to disclose these committee assignments which were not finalized at the time of the initial election announcement.