On August 19, 2026, Cecilia Lenk resigned as CEO of Netcapital Advisors Inc. and from the Board of Directors of Netcapital Inc., effective immediately, following a U.S. District Court approval of her settlement with the SEC in a civil action filed on August 10, 2026. Ms. Lenk consented to permanent injunctions, conduct-based restrictions, and a $50,000 civil monetary penalty without admitting allegations; the SEC action remains pending against the Company and other defendants. The departure was not due to disagreements regarding operations or policies. Netcapital Inc. operates in the financial technology industry, providing online lending platforms for small businesses.

Netcapital Inc. closed an Equity Purchase Agreement with Hudson Global Ventures, LLC on July 2, 2026, allowing the company to sell up to $15,000,000 in common stock to the investor. The agreement includes a common stock purchase warrant for up to 1,000,000 shares at an exercise price of $0.50 per share, expiring in 2029. Netcapital Inc. operates in the financial services industry, providing investment platforms and technology solutions.

On July 2, 2026, Netcapital Inc. closed a financing transaction with Dune Equity Holdings LLC. The company issued a $290,000 unsecured promissory note and a warrant to purchase 250,000 shares of common stock at $0.50 per share. After deducting $8,000 for legal fees and $17,500 for placement agent fees, Netcapital received net cash proceeds of $224,500. The note includes a one-time 12% interest charge ($34,800) and matures on July 1, 2027, with amortization payments starting January 2, 2027. The note is convertible at 75% of the lowest closing bid price during the ten trading days preceding conversion, subject to a $0.10 floor. Netcapital must hold a special meeting of shareholders within 180 days to obtain approval for the issuance of up to 1,569,579 shares. Netcapital operates in the financial technology industry, providing a platform for equity crowdfunding.

Netcapital Inc. closed a transaction with FirstFire Global Opportunities Fund, LLC on June 10, 2026, receiving $224,500 in net cash proceeds. The company issued a $290,000 unsecured promissory note with a 12% one-time interest charge and a common stock purchase warrant for 250,000 shares at $0.50 per share. The note matures on June 9, 2027, and includes conversion and amortization features. Netcapital Inc. is a financial services company providing investment platforms and technology solutions.

Netcapital Inc. entered into a Securities Purchase Agreement with Vanquish Funding Group Inc. on June 4, 2026, issuing a $182,120 principal amount promissory note to receive $157,000 in gross proceeds. The note matures on March 30, 2027, and requires five scheduled payments totaling $205,795. The note includes a 13% one-time interest charge and a 150% to 200% principal and interest penalty upon default. The company is a financial technology platform providing investment and investment management services.

Netcapital Inc. entered into a Securities Purchase Agreement with Labrys Fund II, L.P. on June 3, 2026, receiving net cash proceeds of $111,250. The transaction included the issuance of a $145,000 principal amount unsecured promissory note and a warrant to purchase 125,000 shares of common stock at $0.50 per share. The note matures on June 3, 2027, and includes a one-time interest charge of $17,400. Netcapital Inc. operates in the financial services industry, providing technology-driven investment platforms.