Recent Updates — TOP

The Board of Directors increased its size from five to seven members and appointed Dean Huge, age 70, as an independent director effective October 8, 2026. Mr. Huge brings over 35 years of experience in corporate finance and investment banking, having previously served as CEO of Innovation Beverage Group Limited. He will receive an annual fee of $50,000 and serve on the Audit, Compensation, and Nominating committees. The Board also appointed Yuli Yan, age 40, as an executive director effective October 8, 2026. Ms. Yan serves as Project Manager of TOP AI Inc., a subsidiary, under a one-year employment agreement with a $60,000 annual base salary. She has over 15 years of experience in business operations and executive management. These appointments strengthen the company's leadership team with seasoned executives from fintech and technology sectors. TOP Financial Group Limited operates as an investment holding company focused on financial services and strategic investments.

On September 21, 2026, Mr. Ka Fai Yuen resigned as a director and sole Chief Executive Officer of TOP Financial Group Limited. Ms. Hoi Ling Jennifer Tam resigned as Chief Operating Officer to assume the roles of director and co-Chief Executive Officer. Mr. Yuen was appointed co-Chief Executive Officer effective immediately. The resignations were not due to disagreements regarding operations or policies. Ms. Tam brings over 15 years of experience in financial services, having served as COO since February 2021. TOP Financial Group Limited operates in the financial services industry.